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Tulsa, OK 74104
Phone: 918-631-3795
Fax: 918-613-3721




 08-09 Arts & Sciences Faculty Handbook

Click Here for Printer Friendly Version


Mission Statement


Henry Kendall College Policies & Procedures
  organization and procedures
  Sabbatical Leave Policy
  Faculty Expectations and Responsibilities:  Teaching
  Statement on Criteria for Promotion and Tenure
  Guidelines for Faculty Members Being Reviewed
  Search Procedures
  Executive Committee

University Policies & Procedures
  Reading/Dead Days
  Summer Session
  The Buckley Amendment
  Accidents and Emergency Illnesses
  The Tulsa Curriculum Guidelines and Procedures
  The University Curriculum Committee
  Guidelines and Procedures for Block Course Proposals
  Statement on Rights, Freedoms, and Responsibilities
  Leaves of Absence, Sabbaticals, Maternity Leave and Leave Due to Illness
  Emeritus Faculty Policy

Appendices
  Approved Letter for Solicitation of Professional Review
  Control Sheet - Solicited Letters of Review

  

Funding
  Publication Costs
  Faculty Travel Guidelines
  Entertainment Policy
  Purchase of Food and Beverages
  Alcohol Policy
  Moving Expense Policy

Mission Statement

The College nourishes free and rigorous intellectual inquiry among students and faculty in an atmosphere that respects differences in background, belief, and aspiration; it also maintains and strengthens the academic and civic values that underlie and support an open, culturally diverse, and democratic society.  We seek to create, refine, conserve, and disseminate knowledge and artistic expression at the highest levels.  The success of the College in offering all students of the University of Tulsa a broadly based liberal arts education depends upon the rigor with which the Faculty approaches teaching and scholarship and upon the degree to which students commit to intellectual excellence, aesthetic appreciation, and critical thinking.  The Faculty  affirms that service to the institution, the profession, and the community is a significant dimension of the professional life of faculty members.



[Top of Page]

THE HENRY KENDALL COLLEGE OF ARTS AND SCIENCES
POLICIES & PROCEDURES

ORGANIZATION AND PROCEDURES OF THE FACULTY (CONSTITUTION)

Purpose

The faculty of the Henry Kendall College of Arts and Sciences is organized to promote common interests in academic excellence, professional collegiality, and administrative efficiency.

Faculty Meetings
Faculty meetings shall be of two kinds:  regular and special.  Regular Faculty meetings shall be held four times a year:  once each in September, November, January/February, and March/April.  Special Faculty meetings shall be held at the call of the Dean of the College or of the Executive Committee.  Notice of Faculty meetings shall be circulated to the Faculty at least ten days in advance of their scheduled occurrence.  All full-time faculty members shall be eligible to attend with privilege of the floor and vote.  Student members of Standing and Ad Hoc committees shall be eligible to attend these meetings.  They shall have privilege of the floor and vote only at the discretion of the Dean or by a simple majority vote of those full-time Faculty present.  Others may attend at the discretion of the Dean or the Faculty.  The Dean or his/her designate shall preside at meetings.  The first item of business at each March/April meeting shall be the election of a Recording Secretary and a Parliamentarian.  The Recording Secretary shall record and distribute minutes to all full-time Faculty members with the notice of the next Faculty meeting and shall serve until his or her successor is qualified.  Other distribution of the minutes shall be at the discretion of the Dean.  The Parliamentarian shall advise the meeting Chair on all questions of procedures following the guidelines of Robert's Rules of Order and shall serve until his or her successor is qualified.

Committees


I.       Standing Committees:  The following rules shall apply to the Standing Committees.  Terms of membership shall be two years and staggered to provide continuity of membership.  No person shall be eligible for immediate re-election.  Members shall be elected by mail ballot within two weeks following the March/April meeting of the Faculty from the full-time Faculty members of the College.  Vacancies shall be filled by election at the next Faculty meeting.  Each committee shall file a written report in the Office of the Dean at the end of each academic year.  These records shall, within the limits of the law, be available to all Faculty members and to those students who are members of committees of the College.  Each committee shall present an oral report to the Faculty at each regularly scheduled meeting.  The Dean or his/her designate shall be an ex-officio member of each committee.  Each committee shall elect a Chairperson and a Recording Secretary from its own membership before May of each year at a meeting called by the current committee Chair.  Student members of these committees shall be selected annually within the first three weeks of the fall semester from the full-time members of the College student body.  A calendar of all forthcoming committee meetings shall be available to the Faculty in the Office of the Dean.

All committee meetings shall be open to the College Faculty except during the consideration of personnel or other sensitive matters.  The Standing Committees shall be: 

   A.  Executive Committee:  This committee shall consist of five faculty and two student members.  Between Faculty meetings, it shall act on behalf of the Faculty on College matters and shall adjudicate student petitions regarding the fulfillment of degree requirements, probation, dismissal, readmission, and similar matters.  This committee shall be advisory to the Dean on matters of College governance, Faculty meeting agendas, standards of Faculty responsibilities and conduct, travel grant requests, and in the preparation and revision of the Faculty Handbook. 

 

   B.  Curriculum Committee:  This committee shall consist of five faculty and two student members.  It shall have responsibility for review of the Collegiate baccalaureate requirements and curricula and for action on proposals to alter them.  Each proposal shall be circulated to the Faculty at least one week prior to the time scheduled for its consideration by the Curriculum Committee with an indication of the date and place of the meeting at which it will be considered and with an invitation for submittal of written responses from the Faculty to it.  Description and explanation of the action taken on each proposal shall be distributed to the Faculty.  The Committee shall seek to maintain liaison with the other curriculum committees of the University and shall be advisory to the Dean on curriculum matters. 

   C.  Committee on Tenure and Promotion:  This committee shall be established and function according to the University regulations.  It shall be advisory to the Dean on revisions of the College statement on tenure and promotion and for purposes of reviewing the tenure and promotion statements of the academic units in the College.              

   D.  Committee on Academic Assessment:  This committee shall consist of five faculty and two student members.  It shall develop an assessment plan for the College of Arts and Sciences that is consistent with the educational mission of the College; it shall designate the academic departments and programs responsible for implementing departmental and programmatic assessment plans; it shall review departmental and programmatic assessment plans and their implementation and make recommendations for revision or elaboration as found to be appropriate; and it shall ensure that information from departmental and programmatic assessment is disseminated in a manner that encourages the improvement of academic programs.           

II.       Nominations Committee:  The Chairs of each of the three Standing Committees shall constitute the Nominations Committee with the Executive Committee member serving as Chair.  The Nominations Committee shall provide, in an attachment to the published agenda for the March/April Faculty meeting, a slate with at least two nominees for each position on the Standing Committees of the College and for Collegiate representation on University-wide bodies.  Notice of the Nominations Committee meeting at which this slate is determined shall be circulated to the Faculty ten days prior to that meeting.  Additionally, at the March/April Faculty meeting, candidates may be placed on the mail ballot by floor nomination with the support of at least twenty faculty members present at that meeting.  When three candidates stand for a position, a plurality of the votes counted is required for election.  When more than three candidates stand for a position and no candidate receives more than one-third of the votes counted, a run-off election by mail ballot shall be conducted from among the top three candidates.  In the event of vacancies, the Nominations Committee shall provide a slate of nominees for vote at the next Faculty meeting.  In elections for vacancies, individual nominations from the floor shall be placed on the ballot.  The Nominations Committee shall also resolve any questions arising over length of term, composition of committees, and/or vacancy in elective office.

III.   Ad Hoc Committees:  At his or her own discretion, the Dean may, or upon the instruction of the Executive Committee, shall appoint, charge, and terminate ad hoc committees.  Each such committee shall report to and be responsible to the Dean.

Grievance Procedures

When a member of the Faculty of the College believes that he or she has cause for complaint which cannot be handled in the existing Collegiate structure, that member is directed to the appeals process provided in the prevailing University of Tulsa Statement on Academic Freedom, Responsibility, and Tenure.

Amendment

This document may be amended by a majority of the Faculty of the College after a preliminary notification of at least ten (10) days.  Proposed amendments to this document may be recommended by any of the three Standing Committees or by the signatures of any thirty (30) faculty members.


SABBATICAL LEAVE POLICY
(Approved by vote of the Faculty, March 25, 1994)

College Timetable for Sabbatical Requests and Decisions*

October 3, 2008

Faculty member applies for a sabbatical leave to the Department Chair and to the Dean with a statement containing plans for the use of the leave period and pertinent supporting documents;

November 3, 2008

Tenured members of the department through their Chair recommend to the Dean and inform applicant in writing;

November 14, 2008

Dean informs applicant of his recommendation to the Provost;

December 3, 2008

Any applicant rejected by the Dean may file an appeal with the College Executive Committee, delegated to act for the College faculty;

December 17, 2008

College Executive Committee informs applicant of recommendation; if yes, the Committee submits its recommendation along with Dean's recommendation to the Provost by February 2.

*This calendar takes precedence over the University policy adopted February 25, 1998.

College Policy in Recommending Sabbatical Leaves

1.         In justifying a sabbatical request to the Dean, departments should take into account all of the purposes for which sabbatical leaves are instituted.  Seniority, past service, length between past leaves, and the possibilities for future contributions are equally legitimate criteria along with past publication and scholarly promises in weighing sabbatical leave requests. 

2.         In acting on sabbatical leave requests, individual departments are justified in considering the constraints of their size, composition and activities.  Departments may discourage leaves of such frequency that the applicant is not in residence for long enough periods to resume regular and normal responsibilities in the Department and College. 

3.         The departmental guidelines listed above are also appropriate guidelines for the Dean in making his recommendations to the Provost.  The Dean may also take into account the overall needs of the College and issues of equity among the departments in weighing sabbatical requests.  Except under extraordinary circumstances, the Dean will recommend a sabbatical only if the faculty member will have been in residence at TU for three consecutive years prior to their sabbatical request, and a minimum of six complete academic years must elapse following the completion of the academic year of a sabbatical leave before the same faculty member would be eligible again.



FACULTY EXPECTATIONS AND RESPONSIBILITIES:  TEACHING
(Adopted at the College Faculty Meeting, February 12, 1993)

The University of Tulsa Mission Statement (approved May 15, 1992) reads in part as follows:

“Recognizing that a general education is fundamental to all areas of study, the University provides a distinctive undergraduate curriculum designed to ensure that its graduates are not only proficient in their chosen fields but also are liberally educated and prepared for involvement with the global community.  The curriculum enables students to develop their intellectual and critical skills; to understand the methods of inquiry of the major bodies of knowledge; and to search for the humane, ethical, and social values, which distinguish the educated person.”

The College of Arts and Sciences plays a critical role in fulfilling the educational mission of the University.  The success of the College in offering its students a broadly based liberal arts education depends upon the degree of seriousness and rigor with which the Faculty approaches its primary task of teaching. 

Faculty members are responsible for upholding professional standards and norms in their roles as teachers.  In particular, the College and the Faculty as a whole expect that its members will adhere to the following guidelines and principles in teaching.


Meeting Classes

Faculty is expected to meet all classes at the time scheduled.  Necessary absences should be reported to the Chairperson in advance if possible.  Persistent failure to meet scheduled classes and chronic tardiness are serious lapses of professional behavior and contractual obligations.

Office Hours


Faculty is expected to make himself/herself available for student consultation by holding office hours at regularly scheduled times each week during the semester.  Office hours should be listed on the Faculty member's syllabi, and posted at the Faculty member's office, and should be on file with the Department Secretary and Chair.

Syllabi and Other Course Materials


An important professional norm in our role as teachers is that our course syllabi and other course materials be explicit, comprehensive, and publicly accessible.  Faculty members should distribute written syllabi to all students within the first week of a course.

The most important way to make course content, purposes, and expectations explicit is through course syllabi.  Each syllabus should be considered a quasi-contract between instructor and student, containing the information and direction necessary for meeting the required responsibilities of both parties.  At the same time, the College recognizes that the schedule of readings and requirements in the syllabus (with the exception of the final exam) constitutes a plan, not a straight jacket to which the instructor is inflexibly bound.

Following is a syllabus outline listing the kinds of materials appropriate for inclusion for a variety of courses and course formats.  Items appearing in bold lettering are deemed essential for all course syllabi.

I.       Full title and number of course, semester given, meeting time and place.

Place of course in the major, Tulsa Curriculum, or other degree programs (e.g., law and society; women's studies).

Statement of the purpose of the course and its main objectives and relationship of course to other courses in the department.

Bulletin course description and course overview.

II.      Name of instructor, office and telephone numbers, and scheduled office hours.

III.    Formal course requirements with due/completion dates and weight or percentage given to each requirement in determining the final grade.


Policy on class attendance, participation, late work, and incomplete work at the end of the semester as well as grade penalties annexed to these policies.

Statement on criteria used in grading course requirements.
 

          In accordance with Section 504 of the Rehabilitation Act of 1973, the College has drafted a sample statement:  "If you have a special educational or physical need that requires class accommodation, please discuss your academic need with me and contact the Director of the Center for Student Academic Support." 

IV.       Required and optional books and other course materials to be purchased.

List of course readings on library reserve by full title and author; list of reference works, source books, and other recommended readings; list of course handouts.

V.        Statement noting The University of Tulsa’s academic misconduct policy as it appears in the Student Handbook.

VI.     Schematic listing by week, day, or dates of each set of readings and other course requirements.

A.  Grading:

The fair and accurate assignment of grades constitutes an essential part of the professional    responsibility of instructors.  Grades are the primary measure of academic achievement in any course.  A uniform grading system presupposes that achievement in distinct disciplines can be measured and compared in accordance with academic standards that are shared by the Faculty of the College as a whole.

In the College of Arts and Sciences, 'A' represents excellent work, 'B' represents good work, 'C' represents satisfactory work, 'D' represents poor work that is passing but below the level of accomplishment required for graduation, and 'F' represents failing work.  While each instructor is the judge of relative achievement in his or her course, instructors should be able to articulate clearly the criteria by which work is determined to be excellent, good, satisfactory, poor, or failing.

It is the position of the Faculty that grade inflation undermines academic standards and creates false expectations on the part of our students.  Grading criteria should, therefore, be genuinely rigorous:  Work that is less than excellent should not be graded 'A,' and work that is less than good should not be graded 'B.'

Grade must be assigned accurately and fairly.  Instructors are encouraged to distribute to students a written statement of their grading criteria at the beginning of each course.  In addition, instructors should keep on file careful written records of each student's progress. 

B.  Testing: 
Students deserve a clear understanding of their status and progress.  This requires a systematic evaluation program on the part of the instructor.  Evaluation should begin early in the semester and continue at reasonable intervals. 

It is expected that there will be a reasonable measure of academic achievement at the end of each course.  In some courses, this will take the form of a final examination.  In courses where a final examination is deemed inappropriate, instructors should schedule a final paper, project, performance, etc., that will count significantly in determining the course grade.

Reading Days are a two-to four-day period immediately preceding exam week in the fall and spring.  Classes will not meet during this period.  No examinations will be scheduled except for once-a-week laboratory and quiz sections not scheduled to meet during finals week. 

Final examination dates and times are determined by the College before the beginning of each course.  This schedule may be altered only when special circumstances preclude completing the final examination in the time allotted (e.g., when in a theatre course the final examination involves dramatic performance and critique).

Incompletes

University policy on incomplete grades is as follows: 

Students who are doing passing work but who, because of serious illness or other legitimate extenuating circumstances, cannot complete their course work may, at the discretion of the instructor, receive a grade of I (incomplete).  Incompletes will not be granted to students who have been absent excessively during the term nor to students who have merely failed to complete course work without an exceptionally good reason.  When the instructor grants an incomplete, a "Record of Incomplete" form must be completed and filed in the office of the Undergraduate Dean.  This form, which is to be signed by the instructor and, as soon as possible, by the student, should specify what must be done to remove the incomplete and give a deadline for the completion of the unfinished work.  The contract will be attached to the course grade report for inclusion in the student’s official file in the Office of Registration and Records.  The incomplete grade will remain on the student record for one year.  After that time, unless the course work is completed and the instructor changes it to an alternate grade, the Office of the Dean will notify the Office of Registration and Records that the grade is to be changed to an ‘F.’  Students with more than 9 credits of ‘I’ will not be permitted to enroll in courses at the University without the permission of the Office of the Dean.  (The University of Tulsa Undergraduate Bulletin

Independent Study

When directing independent studies, Faculty are responsible for preparing a written statement specifying the requirements, deadlines, and basis for grading.  Both the instructor and the student should sign and keep a copy of this statement.  A copy should also be kept in the student's official file.


RESEARCH SEMESTER POLICY
(Working draft adopted by the College 11/14/04) 

Because pre-tenure, tenure-track faculty members are required to be productive in the area of research and scholarship appropriate to their field of endeavor, the College of Arts and Sciences expects these faculty members to take a Research Semester in their third, fourth, or fifth year, a semester in which they are fully relieved of their teaching load in order to focus more intensively on their research.  The intent of this policy is to provide time and mentoring support for working towards meeting the research expectations for tenure.  This is not a sabbatical; the professor is expected to continue in residence, with all other normal responsibilities (besides teaching) continuing.  The faculty member will be given no new or additional responsibilities or duties over and above her or his normal load (such as independent studies, committee work, supervision of internships or student teaching, or thesis advising) by the department, College, or University during the Research Semester.  All time normally spent on teaching should be spent on research.

             In order to take a Research Semester, the faculty member will apply to the department.  The following procedure will be carried out: 

  • The faculty member is informed when hired about the availability of the Research Semester.
  • After the faculty member’s second-year review, the department chair meets with him or her to discuss the timing of the Research Semester and agree on two particular semesters that both would find workable.
  • The department chair, in consultation with other department members, identifies which of the two semesters identified will be the Research Semester.
  • The faculty member develops a two- to three-page proposal for how she or he intends to use the release time.  This proposal is due to the department chair and another faculty member (of the first faculty member’s choosing) at least six months before the Research Semester (February 15 for fall semester, July 15 for spring).  The chair and second faculty member give their approval for the proposal or request revisions.
  • If necessary, the faculty member makes appropriate revisions.
  • When finalized, the proposal is forwarded to the department faculty with the chair and second faculty member’s recommendation to approve.
  • The department faculty considers the proposal, and approves the Research Semester.
  • A copy of the proposal is forwarded to the dean.

          The faculty member must have passed his or her second-year review in order to be eligible for the Research. 

By accepting the Research Semester, the faculty member agrees to return to teaching full time at the University for the next full academic year.

         Completion of the work proposed for the Research Semester does not imply that the faculty member will be granted tenure.

 


STATEMENT ON CRITERIA FOR PROMOTION AND TENURE
(Adopted, February 12, 1993)
           

“Faculty shall be evaluated in the categories of teaching, scholarships or creative achievement, and service.  Although some quantitative measures of evaluation may be employed, excellence in performance is of primary importance; that is, the quality, significance, and impact of accomplishments are of greater importance than their number.  In addition to meritorious accomplishments, a high potential for continued excellence is required for promotion and tenure.”  (III.A. 1991 University Statement on Academic Freedom, Responsibility, and Tenure) 

PREAMBLE
The Faculty of the Henry Kendall College affirms that the professional life of the College as an intellectual entity and the mission of the College to educate its students are founded on a dynamic relationship between teaching and scholarly or creative achievement.  Recognizing the diversities of disciplines comprising the College, the Faculty charges each academic unit to define for its members the expectations for teaching and for scholarly or creative activities that most contribute to that relationship at each academic rank.  The Faculty likewise affirms that service to the institution, the profession, and the community is a significant dimension of the professional life of faculty members and further charges each academic unit to set forth for its members the expectations for such service. 

The statement that follows adapts the 1991 University Statement on Academic Freedom,  Responsibility, and Tenure for use by the College in guiding its tenure and promotions process.  Within the frameworks established by the University and the College Statements, the academic units have the following responsibilities: 

* to draft criteria statements specifying the standards and practices in their respective academic disciplines to serve as guidelines and measures when reviewing candidates and when recommending them to the College for promotion and tenure;

 * to be advisers and mentors to their faculty in specifying the standards and practices expected of them in order to be recommended for advancement, promotion, and tenure; and,

 * to serve as advocates capable of justifying and documenting their recommendations regarding advancement, promotion, and tenure to the College and University, based on their own criteria statements and the standards established by the College and University.

Part I.  Statement 

The College Faculty subscribes to the definitions of academic rank set forth in section I.B. of the 1991 Statement on Academic Freedom, Responsibility, and Tenure.  The College Statement elaborates on standards for measuring professional accomplishment and the potential for professional development at each rank in accordance with those definitions.  In the College, advancement in rank is understood to be based on clear evidence of the fulfillment of these standards and of the promise of further professional development. 

Instructors on tenure-track contracts are appointed for terms of two academic years.  The minimum requirements for appointment to instructor are (a) possession of appropriate training for courses assigned as indicated by a non-terminal master’s degree from an accredited college or university, or equivalent credentials and evidence of progress toward a terminal degree; (b) evidence of promise as a teacher as indicated by successful previous experience or by recommendations from those in a position to assess such potential; and, (c) evidence of promise as a scholar as indicated by previous research, writings, publications or performances, as well as the recommendations of those in a position to assess such potential.  The College further expects promise of participation in the activities and life of the College.  

Assistant Professors are appointed for terms of three academic years.  The minimum requirements for appointment to assistant professor are (a) an appropriate terminal degree or its equivalent from an accredited college or university or other appropriate credentials as evidenced by specialized study, certification, or experience; (b) evidence of teaching effectiveness as indicated by successful previous experience or by recommendations of those in a position to assess such potential; (c) a demonstrated ability to do scholarly or creative work as indicated by the dissertation or creative project for the terminal degree or, on the basis of previous publications or performances, as well as on the basis of recommendations of those in a position to assess such potential; and, (d) promise of institutional, professional, and community service beyond teaching and research.  The College recognizes that opportunities for contributions to the curriculum, institutional and educational goals, or intellectual life of the College as a whole are typically limited at this academic rank.  Nevertheless, the College expects readiness to participate in one or more of the programs or activities that contribute to these ends. 

Associate Professors are appointed either for terms of three academic years or with tenure.  The minimum requirements for appointment to associate professor are (a) an appropriate terminal degree or its equivalent from an accredited college or university or distinguished credentials as evidenced by specialized study, certification, or experience; (b) an established reputation as an effective teacher as assessed through student evaluation and faculty review; (c) a growing reputation for significant scholarly or creative achievement and the promise of continuing to extend that reputation in ways specified and defined by the academic unit in its criteria statement; and, (d) a record of institutional, professional, and community service beyond teaching and research, including evidence of significant contribution to the curriculum, institutional and educational goals, or intellectual life of the College as a whole, especially as these activities demonstrate professional leadership. 

Professors are appointed either for terms of three academic years or with tenure.  The minimum requirements for appointment to professor are (a) an appropriate terminal degree or its equivalent from an accredited college or university or distinguished credentials as evidenced by specialized study, certification, or experience; (b) an established reputation as an effective teacher as demonstrated by a distinguished teaching performance assessed by student evaluation and faculty review; (c) a distinguished reputation for scholarship or creative achievement and the clear promise of continuing to extend that reputation in ways specified and defined by the academic unit in its criteria statement; and, (d) a record of institutional, professional, and community service beyond teaching and research, including evidence of significant contribution to the curriculum, institutional and educational goals, or intellectual life of the College as a whole, especially as these activities demonstrate professional leadership. 

Part II.  Criteria for Promotion, Tenure, and Reviews for Tenure-Track Faculty. 

Faculty shall be evaluated in the categories of teaching, scholarship or creative achievement, and service.  Although some quantitative measures of evaluation may be employed, excellence in performance is of primary importance; that is, the quality, significance, and impact of accomplishments are of greater importance than their number.  In addition to meritorious accomplishments, a high potential for continued excellence is required for promotion and tenure.  The College expects candidates recommended by the academic units for promotion and tenure to have met the stipulated College and University standards and to evidence potential of meeting the standards stipulated by the next higher academic rank.  The strongest evidence of this potential is founded on the assumption of a dynamic of effective teaching and the capacity for scholarly or creative endeavors and is additionally supported by the service to the institution, the profession, and the public. 

Promotion and Tenure:  The College requires that those reviewed as Assistant Professors and those promoted from Assistant Professor to Associate Professor, with or without tenure, provide evidence of teaching effectiveness through student evaluations and faculty review.  Teaching includes, among other things, classroom, laboratory, studio, and clinical instruction; development of new courses and teaching methods; publication of instructional materials; academic advising; and, where relevant, supervision and direction of graduate and undergraduate student projects, exhibits, and performances. 

The College also requires evidence demonstrating the ability to do scholarly or creative work.  Achievement in scholarship or creative endeavors includes all non-instructional activity that furthers the knowledge and development of the academic field.  Scholarly publication, research grants, compositions, and exhibitions, as well as consultancies, editorships, and other exercises of critical judgments in the academic disciplines are some of the primary components of this category.  Those reviewed at this rank for advancement must show evidence of scholarly or creative achievement and the potential of making a significant contribution to knowledge in or advancement of their field as specified and defined by the academic unit. 

The College also requires for advancement evidence of professional service.  Professional service includes administrative, advisory, and other services to the College and University, governmental and community bodies, and academic-professional organizations.  Because expectations and opportunities for service in professional bodies differ, each academic unit must specify and define appropriate activities at this rank.  The College recognizes also that the demands of teaching and scholarship/creative achievement and the lack of service opportunities afforded suggest modest expectations for institutional service beyond the academic unit at these ranks.  Nevertheless, the College requires evidence of participation in the programs and activities that contribute to the curriculum, institutional and educational goals, or intellectual life of the College or University. 

Promotion with Tenure:  The College requires that those promoted from Associate Professor to Professor provide evidence of a significant contribution to the instructional goals of the College and promise of future significant contribution.  Measure of this criterion includes effective classroom, laboratory, studio, or clinical instruction as indicated by student evaluations and faculty reviews.  Other measures are activities related to curriculum development and instructional methods, accomplishments of students, and the direction of student theses or supervision of independent research, performance, or exhibition projects. 

The College also requires that those promoted at this level show evidence of significant contribution in scholarly or creative endeavors and the promise of future contributions of similarly high quality.  While each academic unit must define and specify the measures of significant contributions as recognized by their discipline, the College expects that the qualitative component of these measures be of first consideration.  Therefore, achievements marked by rigorous peer review or competition, those, which receive wide recognition, and those that require the highest levels of professional expertise and judgment will constitute the strongest evidence. 

Service to the public, the profession, and the institution is required by the College for promotion at this level.  Public service is typically evidenced by the use of one’s professional skills and expertise in the service of governmental, community, or other public bodies.  Expectations and opportunities for professional service differ widely and must be defined and specified by each academic unit.  The College nevertheless required evidence of significant contributions and the promise of future contributions to professional organizations and activities.  The College also requires evidence of significant contribution and the promise of future contribution to the curriculum, institutional and educational goals, or intellectual life of the College or University. 

Reviews of Tenured Faculty:  College criteria for professional review of tenured faculty members will be according to rank as specified in this document. 

Part III.  Criteria for Review and Promotion of Resident Contract Faculty (Adopted January 15, 1998 and amended January 23, 2004) 

The Henry Kendall College of Arts and Sciences acknowledges its responsibility to develop stable relationships with its resident contract faculty, typically titled “clinical” or “applied,” whose appointments are made for terms of terms of five [three] years or less.  Resident contract faculty are eligible to serve on College and/or University committees, including the Senate, and to engage in departmental and professional service.  Service and participation in departmental meetings and activities, including review processes, are governed by individual departmental criteria statements. 

In order for resident contract faculty to be recognized for their years of service and accomplishments, the College of Arts and Sciences adopts the following criteria and procedures for their review and promotion. 

Review Schedule:  See Section XI.E of Statement on Academic Freedom, Responsibility, and Tenure.

Review Procedures:  Resident contract faculty on one-year contracts will present the Chair of their department with materials deemed appropriate by the Chair, who will write a review, discuss the review with the faculty member, and then send the review to the Dean.  Before April 1 the Dean will notify the faculty member in writing if the contract is being renewed.

Reviews of resident contract faculty on or recommended for two or three-year contracts are conducted in the fall semester of the second year and follow the procedures outlined in Section IV.C.1.2.3. of the Statement.  Reviews of resident contract faculty on or recommended for five-year contracts are conducted in the fall semester of the fourth year and follow the procedures outlined in Section IV.C.1.2.3. of the Statement.  A five-year contract will only be issued on recommendation of review committee, Chair or Director, and Dean.

 

Promotion Procedures:  Promotion is only available to resident contract faculty on three- or five-year contracts.  The procedures for review and promotion follow those of Sections IV.C.1.2.3.4. in the Statement with the following change:  When a resident contract faculty member is recommended for promotion by his/her academic unit, the College Committee on Tenure and Promotion shall have added to it elected by the College faculty at its annual spring elections one additional voting member who holds a three-year resident faculty contract.  A positive recommendation for promotion will require three yes votes when the committee has six members and four yes votes when it has seven members (see Section IV.C.4.a para 2). 

Criteria:  In most cases, the primary responsibilities of contract faculty involve the teaching or supervision of students, often in applied settings.  Excellence in the performance of these duties, measured by quantitative and qualitative measures, is the overriding criteria to be used in the evaluation or review of resident contract faculty.  Because the specific content of these duties will vary, the College Committee on Tenure and Promotion will consider the responsibilities of each position and especially the standards contained in the criteria statement of the academic unit.  Service to the Department, College, University, and community may be considered where appropriate.  Professional and artistic achievement may be an important criterion in some positions.

Promotion to Applied or Clinical Assistant or Associate Professor may be recommended when the Committee finds a continued high level of achievement appropriate to the position.  Finishing a degree and the addition of new responsibilities are examples of other accomplishments that might justify promotion.  Promotion to Applied or Clinical Professor should only occur when the Committee deems the candidate to have compiled a long-standing record of accomplishment that is truly distinguished.

 

GUIDELINES FOR FACULTY MEMBERS BEING REVIEWED 

The faculty member is responsible for assembling all appropriate materials for presentation to the various reviewers.  This file should be assembled during the summer so that it will be completed by September 1.  The faculty member may consult with the Chair of the Committee on Tenure and Promotion or with the Dean at any time about the review procedure or about the preparation of the file.

Each faculty member being reviewed is urged by the Committee to check this list of items and to submit as many of them as feasible.

Checklist for Faculty Member Being Reviewed

1.   A complete, updated curriculum vitae.

2.   A statement of professional interest, goals, and projected activities over the next five years.

3.   For continuing appointments, copies of second- and fourth-year reviews, including the written comments of Departmental, College and University committees and administrators.  

4.   A list of courses taught at The University of Tulsa since joining the Faculty.  

5.   Student evaluations since the previous review.  For faculty members being reviewed for promotion and/or tenure, all evaluations since previous promotion or appointment. 

6.   Selected syllabi and assignment sheets for courses taught at The University of Tulsa, especially courses taught since a previous review.  (Only one example need be provided for courses that have been taught several times.)

7.   If available, reports of colleagues who have observed the teaching of the faculty member.

8.   Copies of published work, including books, papers, reviews, and other scholarly/critical efforts.  For performing disciplines, appropriate submissions might include scores, recordings, and performance or exhibit status.

9.   Unpublished scholarly or professional materials that the faculty member wishes the Review Committee to consider.  These might include correspondence from publishers or sponsors indicating manuscript, performance, or exhibit status.

10.  Responses to published or presented work, including reviews, reprint requests, a citation list, and performance or exhibit invitations.  

11.  Copies of proposals for internal and external funding.

12.  External reviews of the faculty member's scholarship, research, creative work, or performances.  (See Appendices for “Approved Letter for Solicitation of Professional Reviews.”)  

13.  Any other materials the faculty member considers informative and supportive.  

14.  A table of contents listing the file materials.

Department Chair's Checklist:
Items submitted by the department to the Dean must include, but are not limited to, the following.

All reviews not involving recommendations for or against promotion and/or tenure.            
        
Submit the following documents to the Dean:
       
       Review Committee Report
                Attach at the end of the report:  Signature page including committee members'
                signature and date as well as a candidate-signed declaration that the candidate has
                read and had an opportunity to respond to the Review Committee Report and the
                Chair's recommendation
       Chair's recommendation
       Candidate's current Curriculum Vitae
       Review Committee's votes (maybe in report; ballots, if available)
       Department's votes (maybe in report; ballots, if available)
       Department Criteria Statement
       Candidate-signed declaration that the candidate has read and had an opportunity
       to respond to the Review Committee Report and the Chair's recommendation.


Tenure and Promotion to Associate Professor; Promotion to Full Professor
      Submit the following documents to the Dean:
  

      Review Committee Report
                Attach at the end of the report:  Signature page including committee members'
                signature and date as well as a candidate-signed declaration that the candidate has
                read and had an opportunity to respond to the Review Committee Report and the
                Chair's recommendation
      Chair's recommendation
      Original confidential external letters evaluating the candidate's performance
      Candidate's current Curriculum Vitae
      Review Committee's votes (may be in report; ballots, if available)
      Department's votes (may be in report; ballots, if available)
      Department's Criteria Statement
      Candidate-signed declaration that the candidate has read and had an opportunity
      to respond to the review committee report and the Chair's recommendation. 

Review Schedule:

These dates are deadlines and in no way limit the department's choice to begin or complete tasks early.

May 12, 2008
Departmental Review Committee chosen and names forwarded to the Dean.

June 20, 2008
External reviewers contacted and arrangements made for them to receive the candidate’s file.

September 8, 2008
Candidate’s file, including external review letters, submitted to the Departmental Review Committee.

October 10, 2008

Candidate’s complete file, including the recommendation of the Review Committee, the vote of the Department/School, an updated curriculum vita, and a letter from the Chair/Director due in the Dean’s Office.


November 7, 2008
Tenure and Promotion Committee recommendations due to the Dean.

November 12, 2008
Dean forwards recommendations for promotion and tenure to the Provost. 

*See Appendices for the following:
Approved Letter for Solicitation of Professional Review
Control Sheet:  Solicited Letters of Review


Professional and Post-Tenure
      Submit the following documents to the Dean:
  

      Review Committee Report
                Attach at the end of the report:  Signature page including committee members'
                signature and date as well as a candidate-signed declaration that the candidate has
                read and had an opportunity to respond to the Review Committee Report and the
                Chair's recommendation               
      Chair's recommendation
      Candidate's current Curriculum Vitae
      (Optional) Current PIF


Review Schedule
:
These dates are deadlines and in no way limit the department's choice to begin or complete tasks early.

November 17, 2008
Departmental Review Committee chosen and names forwarded to the Dean.

January 26, 2009
Materials to Departmental Review Committee.

February 23, 2009
Departmental Review Committee Report forwarded to the Chair or Director.

March 12 2009
Chair has written letter of evaluation and has met with the faculty member under review.

March 20, 2009
Committee report and Chair recommendation forwarded to the Dean.

April 17, 2009
Letter from the Dean to the faculty member (copy to Provost).
 

Second-Year, Fourth-Year, and Nontenure-Track Reviews

Submit the following documents to the Dean:
       
       Review Committee Report
                Attach at the end of the report:  Signature page including committee members'
                signature and date as well as a candidate-signed declaration that the candidate has
                read and had an opportunity to respond to the Review Committee Report and the
                Chair's recommendation
       Chair's recommendation
       Candidate's current Curriculum Vitae
       Review Committee's votes (maybe in report; ballots, if available)
       Department's votes (maybe in report; ballots, if available)
       Department Criteria Statement
       Candidate-signed declaration that the candidate has read and had an opportunity
       to respond to the Review Committee Report and the Chair's recommendation.

Review Schedule:

These dates are deadlines and in no way limit the department's choice to begin or complete tasks early.

September 2, 2008
Departmental Review Committee chosen and names forwarded to Dean

September 9, 2008
Candidate’s file submitted to Department.

October 7 2008

Review Committee Report, departmental vote and recommendation, an updated curriculum vita, and letter from Chair due in the Office of the Dean.


November 4, 2008
Candidate’s file with letter from the Dean sent to the Provost.
 

SEARCH PROCEDURES 

Tenure-Track Appointments 

I.  Request to fill a position

    A.  Department Chair submits request to the Dean

    B.  Dean approves and establishes the budgetary parameters for the search

    C.  Department Chair selects Search Committee Chair who proposes Search Committee composition for Dean's approval

II.  Department and Search Committee Chair meet with Sue Gruen to determine documentation required for formal search

    A.  Search Committee Chair initiates the following search paperwork:

         1.  “Hiring Requisition-Faculty" (Form A)

         2.  “Search and Selection Plan for Permanent Appointments” (Form C)

         3.  Advertising strategy including the following:

              a.   Ad Copy (Appendix C includes sample ads)

              b.   Cost estimates for ad(s)

              c.   Purchase requisition(s)—1 per ad